M21-1 Manual / Part IX, Subpart i, Chapter 3, Section C
Pension Income Development
M21-1, Part IX, Subpart i, Chapter 3, Section C
Overview
In This Section | | This section contains the following topics: | 1 | Developing for Recurring Income | | 2 | Developing for Child Hardship Exclusion | | 3 | Developing for Interest Income From Net Worth | | 4 | Developing for Railroad Retirement Board (RRB) Benefits | | Topic | Topic Name |
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1. Developing for Recurring Income
Introduction | | This topic contains information on developing for recurring monthly income, including- general information on developing for recurring monthly income, and
- information about
- Social Security benefits
- retirement or annuity income, and
- severance pay, accrued wages, or vacation pay.
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IX.i.3.C.1.a. General Information on Developing for Recurring Monthly Income | | When information about recurring income is needed, some or all of the following information is required depending on the situation:- gross amount of the recurring income
- date the first check was received
- date and amount of any retroactive payment received, and
- dates of any changes in the monthly rate of income.
References: For more information on - generating letters with automated tools, see M21-1, Part III, Subpart i, 2.D.1.a
- developing for
- forms for developing specific types of income, see M21-1, Part IX, Subpart i, 3.B.3, and
- action to take when income for Department of Veterans Affairs (VA) purposes is uncertain, see M21-1, Part IX, Subpart iii, 1.A.2.
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IX.i.3.C.1.b. Information About Social Security Benefits | | Information about Social Security benefits may be obtained directly from the Social Security Administration (SSA) by using the Federal On-Line Query (FOLQ) through the SSA INQUIRY function in the Veterans Benefits Management System (VBMS).If information is not available by accessing FOLQ, ask the claimant to furnish a copy of their latest Social Security award or disallowance letter or a statement from SSA, if an award or disallowance letter is not available.Note: Social Security income for pension and Parents’ Dependency and Indemnity Compensation beneficiaries is verified via the annual match with SSA, once either type of benefit has been awarded.References: For more information on |
IX.i.3.C.1.c. Information About Retirement or Annuity Income | | For information about retirement or annuity income, ask the claimant to furnish a copy of their latest retirement or annuity award letter. If an award letter is not available, ask the claimant to have the source of the retirement or annuity income send a statement showing the benefit rate and effective date. |
2. Developing for Child Hardship Exclusion
Introduction | | This topic contains information on developing for a child hardship exclusion, including- hardship and the child hardship exclusion, and
- developing for the child hardship exclusion.
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Change Date | | April 29, 2021 |
3. Developing for Interest Income From Net Worth
Change Date | | April 27, 2023 |
IX.i.3.C.3.a. Developing for Interest Income From Net Worth | | Initiate development for interest income from net worth if a claimant reports or Federal tax information (FTI) match information shows- assets which may be earning interest, but it is not clear whether or not they are
- when FTI is not available and interest bearing assets are over the threshold provided on the application form with no interest income reported
- interest or dividend income of over $250, but does not report the source of the dividends or interest as net worth, or
- the same amount of interest and net worth, as the claimant most likely confused the two fields.
Important: Advise the claimant that failure to respond to the request for information will result in a denial of benefits.Note: When the claimant has already provided the required VA Form 21P-0969, Income and Asset Statement in Support of Claim for Pension or Parents’ Dependency and Indemnity Compensation (DIC) because assets are over the asset threshold, additional development is only necessary if the interest portion was left blank or there is contradictory evidence.Reference: For more information on when interest income development is required in connection with upfront verification using FTI, see M21-1, Part IX, Subpart iii, 1.A.2.f. |
4. Developing for RRB Benefits
Introduction | | This topic contains information on requests for information to and from the RRB concerning monthly benefits payable, tax contributions, unemployment, and sickness insurance, including- considering railroad retirement benefits when determining entitlement to pension
- verifying railroad retirement benefits
- considering unemployment and sickness insurance from the RRB when determining entitlement to pension
- requesting information from the RRB, and
- RRB replies to information requests.
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IX.i.3.C.4.a. Considering Railroad Retirement Benefits When Determining Entitlement to Pension | | Railroad retirement benefits are considered countable income.Exception: Railroad retirement benefits to Veterans are excluded from countable income for Old-Law Pension purposes under 38 CFR 3.262(g)(2). |
IX.i.3.C.4.b. Verifying Railroad Retirement Benefits | | Access FOLQ through the SSA INQUIRY function in VBMS to verify monthly benefits payable by the Railroad Retirement Board (RRB).Ask the claimant to furnish the original or a certified copy or photocopy of their award letter from the RRB in every case in which- the monthly benefits payable by the RRB are in question, or
- there is a probability that recoupment of railroad retirement tax contributions will be an issue.
References: For more information on- FOLQ, see
- the SSA INQUIRY function in VBMS, see the VBMS User Guide.
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IX.i.3.C.4.c. Considering Unemployment and Sickness Insurance From the RRB When Determining Entitlement to Pension | | Unemployment and sickness insurance are based on earnings, but no contribution is made by the employee. The entire amount is considered income for the purpose of determining entitlement to pension. |
IX.i.3.C.4.d. Requesting Information From the RRB | | If the claimant is unable to furnish the information, or if verification is required and cannot be obtained through FOLQ, send a letter, in duplicate, to the RRB. Use the table below to determine the appropriate address and required information for this letter. | If the request for information is regarding ... | Then requesting information from the RRB must include the ... | And send the letter to ... | - amount of the railroad retirement benefit, and
- tax contributions, if relevant
| - claimant's or recipient’s
- name
- address
- Social Security number (SSN), and
- railroad retirement number
- type of VA benefit claimed or being received
- dates and amounts of VA payments if applicable, and
- year(s) for which the information is desired
| Railroad Retirement Board844 North Rush StreetChicago, IL 60611 | unemployment and sickness insurance information, requesting the- amount of the benefit, and
- commencement and probable termination date, if relevant
| - claimant's or recipient’s
- name
- address
- SSN, and
- railroad retirement number, and
- year for which the information is desired
| Bureau of Unemployment and Sickness InsuranceRailroad Retirement Board844 North Rush StreetChicago, IL 60611 | Important: - In the absence of contradictory information concerning unemployment and sickness insurance, accept the claimant’s statement showing the amount received or expected.
- Allow 30 days for a response to the initial request and 15 days for a response to a follow-up request, if necessary, being sure to annotate the follow-up request with Second Request.
Reference: For information on handling claims when Federal records are not available, see M21-1, Part III, Subpart i, 2.C.1. |
IX.i.3.C.4.e. RRB Replies to Information Requests | | The RRB will supply the requested information on the original letter or courtesy copy, or both, if two of their regional offices are involved. |
Source: VA M21-1 Adjudication Procedures Manual, M21-1, Part IX, Subpart i, Chapter 3, Section C (U.S. government work, reproduced for reference). Browse all sections →