V.ii.3.A.3.a. Other Issues to Consider When Evaluating Evidence | | The table below lists matters to consider, in addition to determining issues within the scope of the claim as discussed in M21-1, Part V, Subpart ii, 3.A.1 and 2, when evaluating the evidence submitted with a claim. Note: In all substantially complete claims, consider the provisions of 38 CFR 3.155(d)(2) and M21-1, Part V, Subpart ii, 3.A.1 and 2, and adjudicate any issues considered within scope of the claim. | If the issue is … | Then consider … |
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| SC | soliciting claims for unclaimed, chronic disabilities shown by the evidence.Notes:- The mere presence of medical evidence does not constitute a claim because there is no intent to apply for benefits shown.
- Solicit a claim to determine whether the Veteran wishes to pursue the unclaimed disabilities (or “issues”) by submitting a claim on a prescribed VA form. Provide the Veteran with information about how to obtain the prescribed form.
References: For more information on- considering unclaimed theories of SC, see M21-1, Part II, Subpart iii, 1.A.2.f
- the types of issues and claims, see M21-1, Part V, Subpart ii, 3.A.1.a
- considering a claimant’s intent to file a claim, see
- prescribed forms for filing a claim, see M21-1, Part II, Subpart iii, 1.A.1.a.
| | secondary SC | whether the- non-service-connected (NSC) condition is the result of, or would not have occurred but for, the SC condition
- SC condition has worsened the NSC condition and, if so, what was the baseline level of disability prior to aggravation and what is the level currently, or
- evidence shows the secondary disability is caused by an unclaimed primary disability that also warrants SC.
Examples:- A Veteran has an SC left knee injury. As a result of favoring the left knee, a right knee disability develops that is secondary to the original SC disability.
- A Veteran develops a heart condition secondary to SC diabetes.
References: For more information on - claims for secondary SC based on the worsening of an NSC condition, see
- considering an unclaimed primary disability associated with a claimed complication or secondary condition, see M21-1, Part V, Subpart ii, 3.A.2.d.
| | SC for PTSD | whether the claimed stressor- may be established on the basis of the Veteran’s lay testimony alone under 38 CFR 3.304(f), or
- must be corroborated with additional evidence.
Reference: For more information on rating PTSD claims, see M21-1, Part VIII, Subpart iv, 1.D and E. | | SC for an undiagnosed illness (Gulf War) | evidence of- active military, navy, or air service in the Southwest Asia theater of operations during the Gulf War
- the manifestation of one or more signs or symptoms of undiagnosed illness
- objective indications of chronic disability, and
- a nexus between the chronic disability and the undiagnosed illness.
Reference: For more information on SC for disabilities associated with Southwest Asia service under 38 CFR 3.317, see M21-1, Part VIII, Subpart ii. | | entitlement to compensation under 38 U.S.C. 1151 | whether- hospital, medical, or surgical treatment or vocational rehabilitation was rendered by VA, and
- an increase in disability occurred and, if so, was it due to an
- instance of fault of VA, or
- event not reasonably foreseeable, such as an accident.
Note: Do not solicit a claim for compensation under 38 U.S.C. 1151 by sending an application to a potential beneficiary solely because the evidence of record suggests or raises the possibility that 38 U.S.C. 1151 may be applicable. Reference: For more information on compensation under 38 U.S.C. 1151, see M21-1, Part VIII, Subpart iv, 6.A-C. | | evaluation of a disability | - old and new criteria when a rating schedule revision has occurred, as discussed in M21-1, Part V, Subpart ii, 4.A.6.m and p
- DeLuca v. Brown, 8 Vet.App. 202 (1995), if applicable to a musculoskeletal condition, and
- whether a referral for consideration of an extra- schedular evaluation is warranted.
Note: 38 CFR 3.105(e) is only applicable when there is both a reduction in evaluation and a reduction or discontinuance of compensation payable. References: For more information on determining whether- DeLuca applies to a musculoskeletal condition, see M21-1, Part V, Subpart iii, 1.A
- to refer a claim for consideration of an extra-schedular evaluation, see M21-1, Part V, Subpart ii, 3.D.3, and
- 38 CFR 3.105(e) applies to reduction of a disability evaluation, see VAOPGCPREC 71-1991.
| | entitlement to pension | whether the disabilities meet the schedular requirements. Note: The extra-schedular provisions of 38 CFR 3.321(b)(2) must also be considered if schedular requirements are not met. Reference: For more information on schedular requirements, see 38 CFR 4.17. | | entitlement to retroactive pension | entitlement under 38 CFR 3.400(b)(1)(ii), if a qualifying disability exists. | | denial of maximum evaluation | assigning the next higher evaluation. | | a disability falling between schedular grades | entitlement to the higher evaluation under 38 CFR 4.7, if the disability picture more nearly approximates the criteria required for the higher rating. Otherwise, assign the lower evaluation. References: For more information on- the difference between cumulative, successive, and variable criteria and whether 38 CFR 4.7 applies, see M21-1, Part V, Subpart ii, 3.D.2.a
- variable rating criteria, see
- Tatum v. Shinseki, 23 Vet.App. 152 (2009), and
- Middleton v. Shinseki, 727 F.3d 1172 (Fed. Cir. 2013), and
- cumulative or successive rating criteria, see
- Camacho v. Nicholson, 21 Vet.App. 360 (2007), and
- Middleton v. Shinseki, 727 F.3d 1172 (Fed. Cir. 2013).
| | a death case | accrued benefits if Reference: For more information on accrued benefits, see M21-1, Part XI, Subpart ii, 3.A-E. | a supplemental claim for Veterans Pension that involves- evidence of new disabilities, or
- a change in the evaluation of any previously evaluated disabilities
| Veterans Pension with a formal, coded rating decision. | | a claim for a temporary total evaluation for hospitalization under 38 CFR 4.29 or convalescence under 38 CFR 4.30 | either claim under 38 CFR 4.29 or 4.30 as part of a claim for increased evaluation for the underlying disability(ies). | | P&T disability status | guidance discussed in M21-1, Part II, Subpart iii, 1.A.3.d.References: For more information on | Reference: For more information on the requirement for a complete claim, see |