C&P Exam for Generalized anxiety disorder (DC 9400)

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Diagnostic code: 9400Condition: Generalized anxiety disorderRegulation: 38 CFR § 4.130DBQ: DBQ PSYCH Mental Disorders

Which form the examiner uses

For generalized anxiety disorder (DC 9400), the C&P examiner completes the following Disability Benefits Questionnaire (DBQ):

DBQs are Department of Veterans Affairs Form 21-0960 series documents. Public DBQs are hosted on benefits.va.gov. A handful are examiner-only and are not posted publicly.

What to expect at your C&P exam

An exam for depression, anxiety, bipolar disorder, or a similar condition is an interview with a psychologist or psychiatrist. The examiner gathers your history, observes how you present, and gives an opinion on how much your symptoms impair your work and social life, which is what 38 CFR 4.130 rates.

1Initial interview (history)

  • When your symptoms began and how they have changed over time.
  • Your specific symptoms: mood, sleep, energy, appetite, concentration, panic, or mood swings, and how often and how severe.
  • Treatment history: therapy, medications, hospital or ER visits.
  • Alcohol or substance use.
  • Relationships, family, and social life.
  • Work history and how symptoms affect your job.
  • Any thoughts of self-harm or suicide.

2Mental status examination

  • Appearance, grooming, and behavior during the interview.
  • Speech, mood, and affect (emotional expression).
  • Thought process and content, and any delusions or hallucinations.
  • Orientation, memory, and concentration.
  • Insight, judgment, and impulse control.
  • Whether you report thoughts of harming yourself or others.

3Diagnostic tests the examiner may rely on

The examiner may use a validated questionnaire or a structured interview. These are scored tools, not pass/fail tests.

PHQ-9 (depression screen) what's this?
A 9-item questionnaire measuring the presence and severity of depression symptoms.
Mental status examination what's this?
The structured set of observations described above; the standard framework for describing mental functioning at one point in time.
Structured clinical interview
A standardized question set the clinician follows to confirm a DSM-5 diagnosis. The examiner selects the tool that fits your condition.

4Functional assessment

  • How your symptoms affect work: missed days, conflict, trouble concentrating or keeping a job.
  • How they affect relationships, family, and social activities.
  • Your ability to handle daily routines and self-care.
  • The examiner gives an overall opinion on your level of occupational and social impairment, the scale 38 CFR 4.130 uses to set the rating from 0 to 100 percent.

If you are in crisis or thinking about suicide, call the Veterans Crisis Line at 988 and press 1, or text 838255. It is free, confidential, and available 24/7.

Test explainers open MedlinePlus (NIH National Library of Medicine), or Wikipedia where MedlinePlus has no matching page. This describes what happens and what is measured, not how to influence a result.

What the examiner records (full DBQ form)

The fields below are reproduced from the DBQ form the examiner completes for this diagnostic code. This is the structural map of the form, showing what the examiner is asked to measure, observe, and record. It is a factual reproduction of the public DBQ, not advice on how to answer.

This DBQ evaluates mental disorders (other than PTSD and eating disorders) for VA disability rating, documenting diagnosis, clinical findings, symptoms, behavioral observations, and competency.

How DC 9400 maps to this DBQ: for this diagnostic code specifically, the examiner typically completes sections I-VII of this form. Section I is the condition-specific section for this code.

7 of 7 sections apply to DC 9400 on this DBQ
DIAGNOSIS (Section I) CLINICAL FINDINGS (Section II) SYMPTOMS (Section III) BEHAVIORAL OBSERVATIONS (Section IV) OTHER SYMPTOMS (Section V) COMPETENCY (Section VI) REMARKS (Section VII)
DIAGNOSIS (Section I)
  • A1. Does the Veteran now have or has he or she ever been diagnosed with a mental disorder(s)? NOTE: If the Veteran has a diagnosis of an eating disorder, complete the Eating Disorders Questionnaire, in lieu of this questionnaire. NOTE: If the Veteran has a diagnosis of PTSD, the Initial PTSD Questio
CLINICAL FINDINGS (Section II)
  • 2A. Relevant social/marital/family history (pre-military, military, and post-military) Mental Disorders (Other Than PTSD and Eating Disorders)
  • 2B. Relevant occupational and educational history (pre-military, military, and post-military)
  • 2C. Relevant mental health history, to include prescribed medications and family mental health (pre-military, military, and postmilitary)
  • 2D. Relevant legal and behavioral history (pre-military, military, and post-military)
  • 2E. Relevant substance abuse history (pre-military, military, and post-military)
  • 2F. Other, if any:
SYMPTOMS (Section III)
  • 3A. For VA rating purposes, check all symptoms that apply to the Veteran's diagnoses Depressed Mood Anxiety Suspiciousness Panic attacks that occur weekly or less often Panic attacks more than once a week Mental Disorders (Other Than PTSD and Eating Disorders)
BEHAVIORAL OBSERVATIONS (Section IV)
  • 4A. Behavioral Observations Mental Disorders (Other Than PTSD and Eating Disorders)
OTHER SYMPTOMS (Section V)
  • 5A. Does the Veteran have any other symptoms attributable to mental disorders that are not listed above? Yes No If "Yes," describe
COMPETENCY (Section VI)
  • 6A. Is the Veteran capable of managing his or her financial affairs? Yes No If "No," specify each injury or disease resulting in incompetency and provide a rationale to support this finding: Mental Disorders (Other Than PTSD and Eating Disorders)
REMARKS (Section VII)
  • 7A. Remarks (Including any testing results), if any:

Rating Levels for DC 9400

The following tiers are reproduced from 38 CFR Part 4, the VA Schedule for Rating Disabilities. Toggle between the official VA criteria and a Plain English explanation.

Plain-English summaries are AI-generated to explain the official criteria. The official 38 CFR language is the binding legal standard. When in doubt, ask a VSO.

Evidence cited in published BVA decisions for DC 9400

The counts below are aggregated from published Board of Veterans Appeals decisions for this diagnostic code, among issues the Board granted or denied (remanded issues are not included). Each row reports how often a given evidence type was discussed in the decision text, broken down by outcome. This is a factual aggregate of the public record, not a prediction or recommendation about any specific claim.

  • VA examination: appeared in 1525 granted decisions (1516 denied; 3041 decided total)
  • Service treatment records: appeared in 987 granted decisions (972 denied; 1959 decided total)
  • Buddy / lay statements: appeared in 874 granted decisions (732 denied; 1606 decided total)
  • Private medical opinion: appeared in 639 granted decisions (549 denied; 1188 decided total)
  • Nexus letter: appeared in 460 granted decisions (150 denied; 610 decided total)
  • Medical literature: appeared in 49 granted decisions (48 denied; 97 decided total)

Standardized screening instruments at the C&P exam

The following standardized screens are administered at the C&P exam for this diagnostic code. Questions and scoring are reproduced verbatim from VA's General Medical Separation Health Assessment DBQ (the same instruments are used at compensation and pension exams).

Patient Health Questionnaire-2 (PHQ-2) Depression Screen

Two-item depression screen. Each item scored 0-3 (0 = Not at all, 1 = Several days, 2 = More than half the days, 3 = Nearly every day). Total range 0-6.

  1. Over the past two weeks, how often have you been bothered by little interest or pleasure in doing things?
  2. Over the past two weeks, how often have you been bothered by feeling down, depressed, or hopeless?

Scoring: Positive screen if total score is 3 or greater.

Suicide Risk Secondary Screen (Columbia-style)

Eight-item secondary screen administered when the primary suicide-risk question elicits any response above 'Not at all'. Positive screen = 'yes' to questions 3, 4, 5, or 8.

  1. Over the past month, have you wished you were dead or wished you could go to sleep and not wake up?
  2. Have you actually had any thoughts of killing yourself?
  3. Over the past month, have you been thinking about how you might do this?
  4. Over the past month, have you had these thoughts and had some intention of acting on them?
  5. Over the past month, have you started to work out or worked out the details of how to kill yourself?
  6. If yes to question 5: At any time in the past month, did you intend to carry out this plan?
  7. In your lifetime, have you ever done anything, started to do anything, or prepared to do anything to end your life?
  8. If yes to question 7: Was this within the past three months?

Scoring: Positive screen if 'yes' to question 3, 4, 5, or 8. Immediate emergency response procedures apply when there is concern about an immediate threat.

Alcohol Use Disorders Identification Test - Consumption (AUDIT-C)

Three-item alcohol-use screen. Items scored 0-4 each. Mental-health screening commonly includes AUDIT-C because substance use frequently co-occurs with PTSD, depression, and anxiety.

  1. How often did you have a drink containing alcohol? (Never / Monthly or less / 2-4 times per month / 2-3 times per week / 4 or more times per week)
  2. How many drinks containing alcohol did you have on a typical day when you were drinking? (1 or 2 / 3 or 4 / 5 or 6 / 7 to 9 / 10 or more)
  3. How often did you have six or more drinks on one occasion in the past year? (Never / Less than monthly / Monthly / Weekly / Daily, or almost daily)

Scoring: Positive screen if total score is 5 or more (men). Women's threshold uses a four-or-more-drinks variant of question 3.

What the Board discussed in granted decisions for DC 9400

The themes below were extracted by clustering 500 grant-factor sentences from published Board of Veterans Appeals decisions for this diagnostic code. Frequencies indicate how often each theme appeared in the sample. This is a factual aggregate of the public record, not advice or strategy for any specific claim.

  1. 39% Benefit of the doubt doctrine cited or applied
    The Board cited, applied, or explained the statutory benefit of the doubt doctrine, noting that when evidence is in approximate balance or relative equipoise the claimant prevails.
    196 of 500 sample sentences
  2. 23% Nexus opinion recorded as at least as likely as not
    A VA examiner, private clinician, or treating provider opined that a current disability was at least as likely as not incurred in, caused by, or related to military service or a service-connected condition.
    116 of 500 sample sentences
  3. 13% Evidence found in equipoise supporting grant
    The Board found the lay and medical evidence to be in relative equipoise or approximate balance on a material issue, resulting in a grant of the benefit of the doubt to the Veteran.
    67 of 500 sample sentences
  4. 11% Benefit of the doubt found inapplicable, claim denied
    The Board determined that the preponderance of evidence was against the claim, rendering the benefit of the doubt doctrine inapplicable and requiring denial.
    55 of 500 sample sentences
  5. 5% Schedular rating level supported by evidence
    The Board found that the lay and medical evidence supported a specific disability rating percentage under the general rating formula for mental disorders, including for generalized anxiety disorder.
    26 of 500 sample sentences
  6. 4% Secondary service connection nexus opinion noted
    A medical opinion recorded that a current disability was at least as likely as not proximately due to or the result of an already service-connected condition, supporting secondary service connection.
    20 of 500 sample sentences
  7. 3% TDIU or unemployability supported by evidence
    Medical or vocational evidence established that service-connected disabilities, including generalized anxiety disorder, at least as likely as not precluded the Veteran from securing or following substantially gainful employment.
    14 of 500 sample sentences
  8. 1% GAD onset in service established or found in equipoise
    The Board found, or a medical examiner opined, that it is at least as likely as not that the Veteran's generalized anxiety disorder had its onset during active military service.
    6 of 500 sample sentences
View the full DC 9400 pageSearch BVA decisions for this codeAbout DBQ forms

Disclaimer: This page reproduces public Department of Veterans Affairs forms (DBQs) and verbatim text from 38 CFR Part 4 (the VA Schedule for Rating Disabilities). It is informational only and is not legal or medical advice. For guidance on a specific claim, contact a VA-accredited representative.